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FINRA Series-7 (General Securities Representative Qualification Examination) is a certification exam designed to test the knowledge and skills of individuals who wish to work as general securities representatives. Series-7 exam is administered by the Financial Industry Regulatory Authority (FINRA), which is a self-regulatory organization that oversees the securities industry in the United States. The Series-7 exam is one of the most widely recognized certifications in the securities industry and is a requirement for individuals who wish to become registered representatives with FINRA member firms.

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

Obtaining the Series-7 certification demonstrates to employers and clients that an individual has a high level of knowledge and expertise in the securities industry. It is a valuable credential for those seeking to advance their careers in the financial services industry and to provide better service to their clients.

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How much FINRA Series 7 Certification Exam cost

The Series 7 exam is officially known as the general exam of securities representatives. It is a highly regulated exam that must be taken in an official test center. The cost to take the test is at least $ 265, with some areas in charge a little more.

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To be eligible to take the Series-7 exam, individuals must be sponsored by a FINRA-member firm. Additionally, they must have passed the Securities Industry Essentials (SIE) exam, which covers basic securities industry concepts, before taking the Series-7 exam.

FINRA Series-7 Exam Syllabus Topics: