3I0-013 exam dumps

ACI 3I0-013 Value Package

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  • Exam Code: 3I0-013
  • Exam Name: ACI Operations Certificate challenging
  • No. of Questions: 386 Questions and Answers
  • Updated: Jul 12, 2026

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The benefit of obtaining the ACI 310-013: ACI Operations Certificate Challenging Exam Certification

  • Formal certification of the perception by individuals of prevailing global norms of behaviour and business practises

  • Enhanced professional development profile with a recognised qualification for the industry

  • Compliance with the conformity criteria levied by the financial services authorities

  • Chances, within your CPD profile, to explore more ACI Education opportunities

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Topics of ACI 310-013: ACI Operations Certificate Challenging Exam

These core topics of ACI 310-013 exam dumps listed below are general recommendations for the material that is likely to be used for the examination. However, on any particular delivery of the test, other similar topics could also appear. The guidelines below can be updated at any time without notice to better represent the contents of the exam and for clarity purposes.

In addition to the topics discussed below, it is anticipated that candidates will be up-to-date with the latest events and market shifts. The updated syllabus effective from July 2019 onwards for the ACI 310-013 practice exams are listed below in detail of each section and their topics:

1. Introduction to the ACi 3I0-013

At the end of this section, candidates should:

  • Understand what the ACi 3I0-013 is and how it was developed know and understand:
  • What type of market participants are impacted by the ACi 3I0-013

  • The six leading principles of the ACi 3I0-013

  • To whom the ACi 3I0-013 applies

2. Ethics

At the end of this section, candidates should understand what is expected of them to exercise judgement to act ethically and professionally:

  • Understand Principle 1 (Striving for the highest ethical standards):
  • Know the core expectations for ethical behaviour

  • Understand who is responsible for maintaining these standards of behaviour

  • Understand Principle 2 (Strive for the highest professional standards):
  • Understand what is required to conduct themselves to the highest standards of professionalism
  • Understand Principle 3 (Conflict of interest):
  • Know what appropriate arrangements can be made to eliminate conflicts of interest

  • Understand potential areas where conflicts of interest may arise

  • Understand the importance of the disclosure of conflicts of interest

3. Governance

At the end of this section, candidates should: understand the appropriate governance structures that should be in place to promote and support the principles of the ACi 3I0-013:

  • Understand Principle 4 (Oversight and supervision):
  • Understand how to provide business strategy and financial soundness to supervise and oversee Market Participants' conduct
  • Understand Principle 5 (A culture of ethical and professional conduct):
  • Know and understand different types of internal and external methods of conduct supervision
  • Understand Principle 6 (Remuneration structures):
  • Understand why different mechanisms of promotion and remuneration are used

  • Know the factors to be considered to ensure ethical and professional conduct

  • Understand Principle 7 (Policies and procedures for improper behaviour):
  • Understand the importance of effective mechanisms to investigate and respond to reports of inappropriate behaviour

  • Understand the correct procedures for internal escalation and external reporting

  • Understand the correct procedure for investigating reports of inappropriate behaviour

  • Know where and how to report concerns about inappropriate behaviour

4. Execution

At the end of this section, candidates should: Understand what is expected to execute and

negotiate transactions in a fair and transparent manner:

  • Understand Principle 8 (Roles and responsibilities):
  • Understand the difference between Agent and Principal
  • Understand Principle 9 (Order management):
  • Understand expectations of an E-Trading Platform

  • Understand expectations of clients

  • Understand conduct expectations of Interdealer Brokers

  • Understand what clients should be made aware of when handling orders

  • Understand the role and conduct expected of order handlers

What is the duration, language, and format of ACI 310-013: ACI Operations Certificate Challenging Exam

  • Language of Exam: English

  • Questions: 40

  • Validity: 1 year

  • Passing percentage: 75%

  • Format: Multiple choice

  • Duration of Exam: 60 minutes

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